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stock list 1.〔交易所公布的〕證券行情表。2.存貨表。3.〔美國〕...

stock market

First , the process of default ratio model based on option - pricing theory was detailedly deduced and its applicability in china was analyzed and tested by taking the finances of sixteen st companies with default - record and the same amounts of 180 sample stocks listed in sse ( shanghai stock exchange ) in the same vocations as an example , and using the methods of cross - section comparison and time series comparison 文中重點介紹了基于期權定價理論違約率模型的推導過程;并以16家有違約記錄的st公司和16家相同行業的上證180樣本股作對比,通過截面比較和時間序列比較,分析檢驗了該模型在中國的適用性。

Accounting earnings is the key index in all accounting information , which not only reflects the past outstanding achievement , but also forecasts the growing prospect of listed companies combined with other indexes . after the publication of annual financial reporting of listed companies , investors usually evaluate the achievement of different companies by accounting earnings index when they select objects in numerous listed companies . in securities market , legislation and administration institutions value and supervise the whole course from coming into the market to exiting from the stock market by earnings index . recognition of the stock listed company , the confirmation of issuing price , absorbing new capital from market , st and pt , which have osculation connections with earnings index 另一方面,在實踐中,會計盈余指標業是應用頻率非常高的財務要素,證券分析師和投資者大多會采用這一指標來評價不同公司間的業績,并預測其未來的發展前景。而在證券市場的監管上,立法、行政機構也是廣泛使用會計盈余指標對公司從招股上市到摘牌下市的全過程進行評價和監督,其中股份上市公司的認定、上市發行價格的確定、上市公司的再融資、股票交易的特別處理、暫停上市和摘牌等都與盈余指標有密切的聯系。

This paper introduces the theory of sustainable growth of companies and meanwhile thoroughly analyzes the subjective and objective factors affecting sustainable growth of listed companies in china . then with the sample of chinese a - stock listed companies which appear on stock exchange of shanghai and shenzhen before 1994 , using sustainable growth model brought forward by robert higgins and james van herne and the mathematical statistic methods of means and wilcoxon . this paper tests the sustainable growth status of all sort of listed companies in china during the period from 1994 to 2000 . meanwhile an empirical analysis is made in this paper by the factor method and regression to find out equilibrium relation among sustainable growth of chinese listed companies profitability capability of debt - repayment and capability of operation 然后借助美國資深財務學家羅伯特?希金斯和詹姆斯?范霍恩的可持續增長模型,選擇我國1994年底以前在上海、深圳證券交易所上市的282家a股上市公司為研究對象,運用均值檢驗和威爾科克森的數理統計方法檢驗了我國上市公司1994 2000年度各行業的可持續增長的情況。本文還采用主成份分析法和多元回歸的方法,確定和解釋了影響我國上市公司可持續增長的主成份因素,并研究上市公司可持續增長與公司營運能力、償債能力和盈利能力的平衡關系。

Article 11 in issuing foreign capital stocks listed abroad within the total amount fixed in the stock issue plan , it may , with the approval of the securities committee of the state council , agree with the underwriter ( s ) in the underwriting agreement to reserve a certain amount of stocks apart from the amount underwritten but the amount reserved shall not exceed 15 % of the total amount planned to be issued and listed abroad 第十一條公司在發行計劃確定的股份總數內發行境外上市外資股,經國務院證券委員會批準,可以與包銷商在包銷協議中約定,在包銷數額之外預留不超過該次擬募集境外上市外資股數額15 %的股份。

From the angle of demonstration , this paper first has introduced the special ownership structure of our listed companies and the diversity of dividend payout . then author used the cost minimization model to analyze the dividend policy of 716 stocks listed in shanghai stock exchange during 1997 - 2004 . although some necessary changes have been made into the model , the results suggested that the cost minimization model was not suitable for the situation in china 在實證方面,本文首先運用描述性的統計分析介紹了我國特殊的股權結構以及我國股利分配形式的多樣性,接著運用線性回歸分析法對我國1997 - 2004年8年間上海證券交易所上市的716支股票的現金分紅情況進行了實證研究,運用了改進的約瑟夫的成本最小化模型。

At the part of empirical study , this paper chooses 124 a - stock listed companies from stock exchange of shanghai and shenzhen as research samples , makes use of the step method to filter the 13 possible variables ( including 3 debt - paying ability indexes , 3 operating ability indexes , 4 profitability indexes and 3 cash flow indexes ) in analysis and finally sets up discrimimant models by fisher discrimimant rules with the samples “ financial data . then this paper validates the stability of these models using the self - validation and cross - validation before analyzing the prediction ability of these models with outside - validation 實證研究部分主要以我國深、滬兩市124家上市公司為研究樣本,采用上市公司1998年至2001年的實際財務數據,運用逐步判別分析方法對擬進入模型的13個變量(包括3個償債能力指標、 3個經營能力指標、 4個獲利能力指標及3個現金流量指標)進行篩選,并根據fisher判別準則建立判別模型,在運用自身驗證法與交互式驗證法對模型的穩定性加以驗證后,運用外部數據驗證法對模型的預測能力進行了分析。

China ' s securities market is also a new and developing market , it is now existed the following problems , powerful speculative transaction , inside transaction , false packing , national stock listing circulation and market supervision and management & securities market laws and regulations , so it remains to be perfected , it is an important issues faced for china ' s securities how to specify and develop china ' s securities market , especially , after china joins in wto successfully , the door of china ' s securities market has been opened , accession foreign - funded securities company can be expected soon , stockjobber ' s operation in china will be directly threatened , undoubtedly , this is an enormous challenge for china ' s securities market 我國證券市場還是一個新興市場,存在市場投機性強、內幕交易、虛假包裝、國有股上市流通以及市場監管、證券市場法規有待完善等等問題,如何規范和發展我國證券市場是我國證券業面臨的重大課題。尤其是我國成功加入wto后,中國證券業的大門已經打開,外資證券公司的進入指日可待,我國券商的經營將直接受到威脅,這無疑是對中國證券業的巨大挑戰。

There are four major forms of such exit method : ( i ) merger or acquisition of the invested company with or by the listed company ; ( ii ) employment of the listed company as a “ shell company “ for listing purposes of the invested company ; ( iii ) merger of the invested company with a company which is a candidate for application for stock listing ; and ( iv ) co - investment with a listed company 本部分通過對我國上市公司與創業企業進行資產重組的可行性以及上市公司開展創業投資的分析,總結了實踐中通過上市公司并購實現創業投資的退出的四種主要方式: 1 )上市公司并購創業企業; 2 )利用上市公司“殼資源” ; 3 )與擬申請上市公司合并; 4 )和上市公司共同投資。

Owners of the rights and interests of foreign capital stocks listed abroad may registered their shares under the names of nominal shareholders according to the provisions of the laws of the place where the list of foreign capital stock holders is kept or the place where the stocks are listed 境外上市外資股的權益擁有人可以依照境外上市外資股股東名冊正本存放地或者境外上市地的法律規定,將其股份登記在股份的名義持有人名下。

Article 3 the stocks issued and listed abroad ( hereinafter referred to as “ foreign capital stock listed abroad “ ) by limited stock companies shall be in the form of inscribed stocks , with the per value indicated in renminbi and subscribed to in foreign currencies 第三條股份有限公司向境外投資人募集并在境外上市的股份(以下簡稱境外上市外資股) ,采取記名股票形式,以人民幣標明面值,以外幣認購。

All stocks listed in hong kong , amex , nyse , nasdaq , japan , singapore and australia markets are eligible for margin financing “ eligible stocks “ , except for warrants , suspended , illiquid and “ penny “ stocks 所有香港、 amex 、 nyse 、 nasdaq 、日本、新加坡及澳洲上市的股票均可作為認可?展(融資)信貸抵押的股票( “認可股票” ) ,而認股權證、停牌、交投量少、價值低的股票除外。

Article 16 the names of investors abroad holding foreign capital stocks listed abroad and registered in the list of shareholders of a company shall be the foreign capital stock holders abroad of the company 第十六條依法持有境外上市外資股、其姓名或者名稱登記在公司的股東名冊上的境外投資人,為公司的境外上市外資股股東。

Sections 14 . 1 and 14 . 2 together serve as a stock list for the ird to check against the attachments sent . the file names supplied will also facilitate opening the computer files when the e - return is processed 2項組成檔案清單,供稅務局查核提交的附件,并方便稅務局在處理電子報稅表時,易于開啟電腦檔案。

Sections 13 . 1 and 13 . 2 together serve as a stock list for the ird to check against the attachments sent . the file names supplied will also facilitate opening the computer files when the e - return is processed 2項組成檔案清單,供稅務局查核提交的附件,并方便稅務局在處理電子報稅表時,易于開啟電腦檔案。

Recognition of the stock listed company , the confirmation of issuing price , absorbing new capital from market , st and pt , which have osculation connections with profit index 股份上市公司的認定、上市發行價格的確定、上市公司的再融資、股票交易的特別處理、暫停上市和摘牌等都與利潤指標有密切的聯系。

Since the company ' s stock listed on shanghai security exchange in 1999 , the company has encountered vast opportunities stemming from government policies and industrial regulations 陜西秦嶺水泥股份有限公司的前身是我國“一五”重點建設的大型水泥骨干企業, 1996年改制, 1999年在上交所上市交易。

Article 12 a company shall reveal in full and detail the plan for separately issuing foreign capital stocks listed abroad and domestic capital stocks in the prospectus for all issues 第十二條公司分別發行境外上市外資股和內資股的計劃,應當在公司各次募集股份的招股說明材料中全面、詳盡披露。

A short list of stocks listed on the hong kong stock exchange are available as an underlying instrument for your selection . you can choose the stock to which your deposit is linked 備有一系列香港交易所上市股票,以供選擇作為此存款掛?的股票而因應股票的波動程度,提供的回報會有所不同

The listing requirements for stocks that are traded under otc bulletin board and pink sheet systems are generally less stringent than those of stocks listed in the major exchanges 股票于場外電子交易板與場外莊家報價表掛牌上市,要求一般比于主要交易市場上市較為寬松。