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insider dealing 內幕交易〔此種交易能利用了解內情謀利,多指股票交易,亦作...

insidious

The third chapter discusses both positive and negative theory on prohibiting securities insider dealing . it refutes the view about right theory , harmless theory and banning inefficiency theory of approving insider dealing . it has the valuable functions of upholding the equality and justice of secilrites market and improving the efficiency of disposing the resources to prohibit securities insider dealing 第三章論述了禁止證券內幕交易的正反兩派理論,駁斥了贊成內幕交易的權利論、無害論、查禁低效論的觀點,認為禁止證券內幕交易有維護證券市場的公平與公正,提高資源配置效率的價值功能。

It concludes : the enforcement of the disclosure of information in securities market , the entitle to the interest of short swing trading being to the corporation , prohibiting insider personnel from exchanging the stock of their company , establishing the self - discipline mechanism of preventing the integrated securities house from insider dealing - chinese wall 本節包括的措施有:加強證券市場的信息披露、短線交易的利益歸入公司、禁止內部人交易本公司證券、建立防止綜合性證券商從事內幕交易的自律機制? ?中國墻。

Establishing and imposition of the civil lialility can deter the stock cheating , hence the interests of investors can be protected . chapter 3 discusses the types of the civil lialility of stock cheating . as a usual , the civil lialility of securites law consists of irregularity of open information system , the insider dealings , the manipulate 從我國《證券法》上看,大致有以下幾類:虛假陳述的民事責任,內幕交易的民事責任,操縱市場的民事責任,欺詐客戶的民事責任,發行人擅自發行證券的民事責任等。

With the main line of securities issuing and transferring , this thesis raises concrete analysis on the questions among them , they are securities issuing , market segmentation , insider dealing , affiliated dealing , information revealing . and the thesis also draws relevant opinions and policy suggestions for the institutional constructions of china ' s stock market 文章以股票發行和流通為主線,對其過程當中的發行方式、市場分割、內幕交易、關聯交易、信息披露等問題進行了具體的分析與闡述,對中國股票市場制度建設提出了相應的觀點和政策建議。

The first chapter discusses the emergence of legislation on prohibiting securities insider dealing and the legislative situation at home and abroad . the view on prohibiting securities insider dealing has been recognized by international society widely . every country has aggravated the force of penalty 第一章論述了禁止證券內幕交易立法的產生以及國內外有關證券內幕交易的立法狀況,禁止證券內幕交易已得到國際社會的廣泛認同,各國加重了對內幕交易的懲罰力度,國家間反內幕交易的合作進一步加強。

The absence of relevant laws leads to the following common problems : disorder in organization modes , lack of essential investment tools , illegal methods of attracting funds , insider dealings , manipulation of stock dealing and so on . all these add to the risks in stock market 由于沒有相應的法律規范,私募基金存在組織形式混亂、缺乏必要的投資工具、吸引資金手段的違法性、內幕交易和操縱股票交易價格現象普遍等問題,并加大了證券市場的系統性風險。

The fifth chapter discusses the legal responsibility of insider dealing : administrative liability , civil liability and criminal liability . the article proposes suggestion on establishing and perfecting insider dealing civil case system in our country 第五章論述了內幕交易的法律責任,包括行政責任、民事責任、刑事責任,并就建立和完善我國內幕交易民事訴訟制度提出了一些建議。

It is learnt that the insider dealing tribunal has recently ordered a chairman of a company identified as an insider dealer not to be a director of a listed company for one year , but the ban will not take effect until december 1997 據悉,內幕交易審裁處最近命令一名被確定為內幕交易者的公司主席,不得擔任某間上市公司的董事一年,但該項禁制要在一九九七年十二月才告生效。

Directors wishing to deal in any securities in the company must first have regard to the provisions of part xiii and part xiv of the securities and futures ordinance with respect to insider dealing and market misconduct 欲買賣公司證券的董事應先注意《證券及期貨條例》第xiii及xiv部所載有關內幕交易及市場不當行為的條文。

Accordingly , this paper aims to provide empirical analysis of insider dealing of our securities markets . this paper chooses listed companies whose return is improved greatly as sample 第三章是實證分析部分,主要對我國滬、深兩市相關股票進行了實證檢驗,并對內幕交易進行了個案分析。

Four , helping to reduce financial crime . their work focuses on three main types of financial crime : money laundering ; fraud , and criminal conduct such as insider dealing 第四是協助減少金融犯罪,他們注意力集中在3個方面,洗錢,詐騙,還有象行內人交易這種刑事犯罪行為。

Insider dealing tribunal submits report and makes order on an inquiry in relation to dransfield holdings limited now known as pearl oriental innovation limited 內幕交易審裁處就關于啟祥集團有限公司現稱東方明珠創業有限公司的內幕交易研訊呈交報告書及作出命令

Thesis herein talks about these problems and proposes suggestion on perfecting legal system of prohibiting insider dealing in our country 圍繞這些問題本文展開了論述,并就完善我國禁止內幕交易的法律制度提出了建議。

The second chapter analyses component elements of insider dealing : insider information , insider personnel , insider dealing behaviour 第二章分析了內幕交易的構成要素:內幕信息、內幕人員、內幕交易行為。

In the last centuries , governments all over the world have taken various measures to stop insider dealing but received little effect 幾百處來,雖然各國政府采取了各種不同的措施來防止它,但收效甚微。

The insider dealing tribunal has also ordered him to pay a fine of 1 . 46 million and imposed an added penalty of 1 . 7 million 該審裁處亦命令該人繳交罰款146萬元,并處以170萬元的附加罰款。又據知

What is the theory of liability fixation of insider dealing ? what is the doctrine and how to take the legal responsibility 內幕交易的歸責理論及理論學說有哪些以及承擔怎樣的法律責任

Insider dealing is an accompaniment to the securities market , but it hinders the healthy development of the securities market 內幕交易是證券市場的伴生物,阻礙了證券市場的健康發展。

In a whirl of transactions , the risk of sharp practice , including insider dealing , may well grow 在這一連串的交易中,產生更多欺詐行為(包括內幕交易)的風險會大大增加。